South Carolina Business Review

Broker/Dealer vs. Investment Advisor

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  If you work with a financial advisor, do you know if that person is a broker/dealer or an investment advisor?  Our next guest says that there is a big difference that could affect your overall return on your investments.

Mike Switzer interviews Tucker Morris, the chief compliance officer for Morris Financial Concepts in Mt. Pleasant, SC.

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Mike Switzer
After almost 20 years, Mike Switzer retired from Wells Fargo Securities in 2001 as Senior Vice President/Investment Officer and Certified Portfolio Manager. In 1999, he and his wife, Maggie, purchased and operated for eight years the Baskin Robbins ice cream store on Forest Drive in Columbia. They grew the store from a bottom-tier operation in the Baskin Robbins franchise system to one in the top 5% nationwide within three years, tripling sales along the way. While operating the ice cream store, Mike and Maggie received patents for a portable ice cream sink and fold-down sneezeguard they invented and in 2002 started Magnolia Carts, an ice cream cart manufacturing company, which they sold in 2013.
See stories by Mike Switzer